CyprusNet is not responsible or liable for any scams, frauds, misleading job offerings or false resume information within Cyprus Jobs free service. We strongly recommend that users never reveal private information such as credit cards, bank accounts, insurance numbers, passports, ID numbers or give away any money and so forth.
If you've been targeted by a job scam, report to: Cyprus Crime Combating Department
Limassol
Job Description
A Senior Compliance Officer role has recently become available within our client’s investment firm. The company offers FX and CFDs trading and is regulated by CySEC as well as the FCA.
The right candidate for this role is one with a strong Compliance background within the FX industry, confident and eager to continue learning and growing as a professional.
Job Responsibilities
- Review and advise management on legal implications of internal policies and procedures
- Ensure that all activities of the company are adhering to the license requirements, in conjunction with the Risk & Compliance Manager
- Conduct relevant informative training to staff on an as and when basis
- Advise the Back Office on any necessary changes or actions with regards to procedures
- Business orientated
- Participating on company business decisions
- Providing support to the CEO
- Stay informed of industry issues, changes and trends
- Manage multiple projects and relationships
- Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with the legal department as needed to resolve difficult legal compliance issues
- Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
- Any other Ad-hoc activities not listed above, that may occur on an as and when basis.
Requirements
- Experience in a similar role, and/or experience in the financial industry, of at least 2/3 years is essential
- Experience in dealing with various regulatory bodies (CySEC, FCA etc) and their respective rules
- Fluency in English is essential (Greek would be an advantage)